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| TIPS: Research papers are arranged alphabetically by author. If available, abstracts and full-text links are provided. All links are to Adobe PDF files. Search for an author or topic using the "Find (on this page)" function in your browser. |
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| Citation |
Links |
Keywords |
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Beasley, M.S., Clune, R., and Hermanson, D.R. (2005). Enterprise Risk Management: An Empirical Analysis of Factors Associated with the Extent of Implementation. Journal of Accounting and Public Policy 24, 521-531. |
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Enterprise risk management; Corporate governance; Board of directors; Chief risk officer |
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Beasley, M.S., Carcello, J.V., and Hermanson, D.R. (1999). Fraudulent Financial Reporting: 1987-1997, An Analysis of U.S. Public Companies. Committee of Sponsoring Organizations of the Treadway Commission (COSO). |
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Financial fraud; Small public companies |
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| Beasley, M.S., Carcello, J.V., Hermanson, D.R., and Neal, T.L. (forthcoming). The Audit Committee Oversight Process. Contemporary Accounting Research. |
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Audit Committee; Oversight; Process; Effectiveness |
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| Bronson, S. N., Carcello, J.V., Hollingsworth, C.W., and Neal, T.L. (forthcoming). Are Fully Independent Audit Committees Really Necessary? Journal of Accounting and Public Policy. |
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Audit Committee;
100% Independent;
Auditor Changes;
GC Reporting |
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Bronson, S.N., Carcello, J.V., and Raghunandan, K. (2006). Firm Characteristics and Voluntary Management Reports on Internal Control. Auditing: A Journal of Practice & Theory (November), 25-39. |
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Management reports on internal control; Firm characteristics; Corporate governance |
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| Butler , A. W. and Fauver, L. (2006). Institutional Environment and Sovereign Credit Ratings. Financial Management, 2006, 35, 53-79. |
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Sovereign credit ratings; Legal environment; Law and finance |
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| Butler , A. W., Fauver, L. and Mortal, S. (2007) Corruption, Political Connections, and Municipal Finance. Working paper. |
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Political integrity; Corruption; Pay to play; Municipal finance |
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| Carcello, J.V. (forthcoming). Governance and the Common Good. Journal of Business Ethics. |
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Corporate Governance;
Board of Directors;
Audit Committee;
Common Good |
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Carcello, J.V., Hermanson, D.R., and Raghunandan, K. (2005). Factors Associated with U.S. Public Companies’ Investment in Internal Auditing. Accounting Horizons (June), 69-84. |
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Public companies; Internal audit |
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Carcello, J.V., Hollingsworth,C.W., and Neal, T.L. (2006). Audit Committee Financial Experts: A Closer Examination Using Firm Designations. Accounting Horizons (December), 351-373. |
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Audit committee financial expert; Firm designation |
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| Carcello, J.V., and A.L. Nagy. (2004). Audit Firm Tenure and Fraudulent Financial Reporting. Auditing: A Journal of Practice & Theory, 55-69. |
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Auditor tenure; Fraudulent financial reporting |
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Carcello, J.V., and Neal, T.L. (2000). Audit Committee Composition and Auditor Reporting. The Accounting Review (October), 453-467.
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Independent audit committees; Going-concern reports |
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Carcello, J.V., and T.L. Neal. (2003). Audit Committee Characteristics and Auditor Dismissals following “New” Going-Concern Reports. The Accounting Review (January), 95-117.
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Audit committee characteristics;
Auditor dismissals;
Going-concern reports |
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Carcello, J.V., Hermanson, D.R., and Neal, T.L. (2002). Disclosures in Audit Committee Charters and Reports. Accounting Horizons (December): 291-304.
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Audit committee disclosure; Audit committee charter; Audit committee report |
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| Carcello, J.V., Hermanson, D.R., Neal, T.L., and Riley, R.A. (2002). Board Characteristics and Audit Fees. Contemporary Accounting Research (Fall), 365-384. |
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Board characteristics; Audit fees |
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Daves, P.R., and Ehrhardt, M.C. (2005). The Impact of Corporate and Personal Taxes on the Valuation of Employee Stock Options. 2005 Financial Management Association European Meeting.
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Employee stock options; Accounting for stock-based compensation; Corporate and personal taxes |
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DeZoort, F.T., Hermanson, D.R., and Houston, R.W. (2003). Audit Committee Member Support for Proposed Audit Adjustments: A Source Credibility Perspective. Auditing: A Journal of Practice & Theory, 189-205.
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Report timing; Audit adjustments; EPS |
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DeZoort, F.T., Hermanson, D.R., and Houston, R.W. (2003). Audit Committee Support for Auditors: The Effects of Materiality Justification and Accounting Precision. Journal of Accounting and Public Policy 22 (2): 175-199.
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Auditor-management disagreement; Materiality; Financial expert |
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| Durnev, A. and Fauver, L. (2007). Stealing from Thieves: Firm Governance and Performance When States are Predatory. Working paper. |
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Managerial Incentives; Corruption; Expropriation; Property rights protection; Taxes; Governance; Disclosure; Valuation |
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Ehrhardt, M.C. (2005). The Inadequacy of Disclosure Regarding Employee Stock Options. Working paper.
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Employee stock options; Disclosure; Corporate valuation |
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| Fauver, L. and Fuerst, M.E. (2006). Does Good Corporate Governance Include Employee Representation? Evidence from German Corporate Boards. Journal of Financial Economics, 2006, 82, 673-710. |
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Labor representation; Corporate governance; Firm value |
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Gilpatric, S. (2005). Competition and Cheating: Malfeasance in Tournaments. Working paper.
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Incentive; Competition; Monitoring |
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Gilpatric, S., Evans, M., McKee, M., and Vossler, C. (2005). The Effects of Financial Distress, Organizational Structure, and Auditing Rules on Firm Emissions and Compliance with Environmental Information Disclosure Programs. Grant from U.S. Environmental Protection Agency.
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Environmental disclosure; Emissions decisions; Incentive |
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| Gilpatric, S. (2005). Tournaments, Risk-Taking, and the Role of Carrots and Sticks. Working paper. |
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Risk-taking; Competition; Incentive; Reward |
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Heminway, J., "Caught in (or on) the
Web: A Review of Course Management Systems for Legal Education". Albany Law Journal of Science and Technology, Vol. 16, p. 265 (2006). |
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Legal education; Teaching;
Technology; Course management system |
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Heminway, J., "Does
Sarbanes-Oxley Foster the Existence of Ethical Executive Role Models in the
Corporation?". Journal
of Business & Technology Law, Vol. 3, p. 221 (2008) |
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Corporate governance; Role model;
Ethics; Corporate culture |
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| Heminway, J., "Enron’s Tangled
Web: Complex Relationships; Unanswered Questions". University of Cincinnati Law Review,
Vol. 71, p. 1167 (2003). |
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Enron; Sarbanes-Oxley Act of
2002; Agency relationships |
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| Heminway, J., "Hell Hath No Fury
Like an Investor Scorned: Retribution, Deterrence, Restoration, and the
Criminalization of Securities Fraud under Rule 10b-5". Journal of Business & Technology Law, Vol. 2, p. 3 (2007).
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Securities fraud; 10b-5; White
collar crime; Criminal justice |
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| Heminway, J., "Martha Stewart
Saved! Insider Violations of Rule 10b-5 for Misrepresented or Undisclosed
Personal Facts". Maryland Law Review, Vol. 65, p. 380 (2006). |
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Martha Stewart; Securities fraud
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| Heminway, J., "Materiality
Guidance in the Context of Insider Trading: A Call to Action". American University Law Review, Vol. 52, p. 1131 (2003). |
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Insider trading; Materiality |
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Heminway, J., "Personal Facts About
Executive Officers: A Proposal for Tailored Disclosures to Encourage
Reasonable Investor Behavior". Wake Forest Law Review, Vol. 42, p. 749 (2007) |
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Disclosure; Officer; Executive;
Personal facts; Securities regulation |
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| Heminway, J., "Rock, Paper,
Scissors: Choosing the Right Vehicle for Federal Corporate Governance
Initiatives". Fordham Journal of Corporate and Financial Law, Vol.
10, p. 225 (2005). |
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Corporate governance; Law;
Rulemaking; Federalism; Institutional choice |
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| Heminway, J., "Save Martha
Stewart? Observations About Equal Justice In U.S. Insider Trading Regulation". Texas Journal of Women & the Law, Vol. 12, No. 247 (2003). |
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Martha Stewart; Insider trading;
Selective enforcement; Bias |
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| Heminway, J., "Sex, Trust, and
Corporate Boards". Hastings Women's Law
Journal, Vol. 18, p. 173 (2007) |
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Trust; Gender;
Board; Directors; Independence; Diversity; Bias; Corporate governance |
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Heminway, J., Bartow, A., Graglia, F.
C., and Kennedy, D. A., "The Feminist Pervasion: How
Gender-Based Scholarship Informs Law and Law Teaching". Southern
California Review of Law and Women's Studies. Forthcoming. |
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Feminism; Sex; Gender; Law school;
Law; Legal scholarship |
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Heminway, J., Epstein,
J. I. and Ramage, W. E., "Acquisition Licenses in Tennessee: An
Annotated Model Tennessee Acquisition License Agreement". Transactions: Tennessee Journal Business Law, Vol. 8, p. 359-380 (2007) |
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License; Intellectual property; Asset
purchase; Acquisition; Disposition; Contract drafting; Tennessee |
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Heminway, J. and Hamilton, A. H., "Buying Assets in Tennessee: An Annotated Model Tennessee Asset
Purchase Agreement". Transactions: Tennessee Journal Business Law,
Vol. 4, p. 209 (2003) |
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Asset purchase; Acquisition;
Disposition; Contract drafting; Tennessee |
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Heminway, J. and McLemore, T. M.,
"Acquisition Escrows in Tennessee: An Annotated Model Tennessee
Acquisition Escrow Agreement". Transactions: Tennessee Journal of
Business Law, Vol. 7, pp. 273-293 (2006) |
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escrow; asset purchase; acquisition;
disposition; contract drafting; Tennessee |
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Heminway, J. and Prester, J. G., "Bank Mergers in Tennessee: An Annotated Model Tennessee Bank Merger
Agreement". Transactions: Tennessee Journal of Business Law, Vol. 6, pp.
247-319 (2005) |
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Bank; Merger; Acquisition;
Disposition; Contract drafting; Tennessee |
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Heminway, J. and Roberts, J. A.,
"Bills of Sale in Tennessee: An Annotated Model Tennessee Bill of Sale".
Transactions: Tennessee Journal Business Law, Vol. 9, p. 305 (2008) |
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Bill of sale; Asset purchase;
Acquisition; Disposition; Contract drafting; Tennessee |
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Heminway, J. and Gentle, T. J.,
"Buying Stock in Tennessee: An Annotated Model Tennessee Stock Purchase
Agreement". Transactions: Tennessee Journal of Business Law, Vol. 5, p.
211 (2004) |
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Stock purchase; Acquisition;
Disposition; Contract drafting; Tennessee |
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Kuney, G.W. (2006). A Taxonomy and Evaluation of Successor Liability. 3 Fla. St. Bus. L. Rev. 1.
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Successor liability |
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Kuney, G.W. (2003). All I Ever Needed to Know about Enron I Learned in Kindergarten (and Graduate School). Enron: Corporate Fiascos & Legal Implications, Lessons for JDs, MBAs, and JD/MBAs, Foundation Press. |
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Enron |
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Kuney, G.W. The Fiduciary Duties of Officers and Directors of Insolvent Corporations. 16 CEB California Business Practitioner 73 (Summer 2002). |
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Fiduciary duty; Insolvent condition |
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Lapides, P.D., Hermanson, D.R., Beasley, M.S., Carcello, J.V., DeZoort, F.T., and Neal, T.L. (2002). 21st Century Governance and Financial Reporting Principles. |
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Corporate governance; Financial reporting principles; IIA |
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Murphy, D.L., Shrieves, R.E., and Tibbs, S.L. Determinants of the Stock Price Reaction to allegations of Corporate Misconduct: Earnings, Risk, and Firm Size Effects. Working paper. |
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Allegations of misconduct; Market-imposed penalties |
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Neel, C.W. (2006). Investors Can't Just Hit and Run. Directors and Boards 3 (3) (March). |
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Shareholder activism; Hidden agenda; Short sellers |
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Santore, R., Bruner, D., and McKee, M. (2005). Equity-Based Compensation and Managerial Fraud: An Experimental Investigation. Working paper. |
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Equity-based compensation; Management fraud |
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Santore, R., and Robison, D. (2005). Managerial Incentives and Corporate Fraud. Working paper. |
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Equity-based compensation; Incentive; Fraud |
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Santore, R. (2005). Equilibrium Contingent Fees with Heterogeneous Attorneys. Working paper. |
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Equilibrium contingent fees; Attorneys |
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Shrieves, R.E., and Gal, P. (2002). Earnings Management and Executive Compensation: a Case of Overdose of Option and Underdose of Salary? Working paper. |
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Earnings management; Compensation; Incentive |
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Woidtke, T. (2002). Agents Watching Agents?: Evidence from Pension Fund Ownership and Firm Value. Journal of Financial Economics, 63 (1). |
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Pension fund ownership; Conflict of interest; Firm valuation |
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Woidtke, T. (with Len Bierman and Chris Tuggle). (2003). Reining in Activist Funds. Harvard Business Review, March. |
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Shareholder activism; Public pension funds |
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Woidtke, T. (with D. Del Guercio and L. Seery). (2008). Do Boards Pay Attention when Institutional Investor Activists "Just Vote No"?, Journal of Financial Economics, forthcoming. |
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Shareholder activism;
CEO turnover; Director reputation; Public pension funds; Director elections |
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Woidtke, T. (with E. Kelley). (2006). Investor Protection and Real Investment by U.S. Multinationals. Journal of Financial and Quantitative Analysis 41 (3), 541-572. |
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Foreign multinationals; Investor protection;
Cross-border investment |
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Woidtke, T. (with S. Krishnamurthy , P. Spindt and V. Subramaniam). (2005). Does Investor Identity Matter in Equity Issues?: Evidence from Private Placements. Journal of Financial Intermediation,14, 210-238. |
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Investor identity;
Private placement |
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Woidtke, T. (with Y. Yeh). (2005). Commitment or Entrenchment?: Controlling Shareholders and Board Composition. Journal of Banking and Finance, 29, 1857-1885. |
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Board composition; Corporate governance; Taiwan; Firm value |
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| Woidtke, T. (with Yin-Hua Yeh). (2008). Corporate Governance and the Informativeness of Accounting Earnings: The Role of the Audit Committee, Working Paper. |
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Corporate governance; Ownership;
Earnings Informativeness; Audit Committee |
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Woidtke, T. (with Yin-Hua Yeh and Tsun-Siou Lee). (2001). Family Control and Corporate Governance: Evidence from Taiwan . International Review of Finance, 2 (1/2). |
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Family control; Corporate governance; Taiwan; Conflict of interest |
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